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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Lea Klahn is a financial advisor who has been in the industry since 2006. Rebecca Klahn is currently registered with Wells Fargo Clearing Services, LLC, a firm with a history of providing financial services to a diverse range of clients. Rebecca Klahn has a track record of providing financial planning, investment management, and portfolio management services. Rebecca Klahn previously held positions at Robert W. Baird & Co. Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Rebecca Klahn holds a Series 7, Series 10, Series 9, Series 31, and Series 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/11/2020 - Present
Wells Fargo Clearing Services, LLC (RALEIGH NC)
VA
12/04/2009 - 05/13/2020
ROBERT W. BAIRD & CO. INCORPORATED (LYNCHBURG VA)
VA
06/01/2009 - 12/18/2009
MORGAN STANLEY SMITH BARNEY (LYNCHBURG VA)
VA
05/16/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LYNCHBURG VA)
BOTH
Issued 11/21/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/13/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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