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Rebecca Kay McLain

Empower Financial Services, Inc.

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About Rebecca Kay McLain

Rebecca McLain is a financial professional with over 10 years of experience in the industry. Rebecca has worked for both Empower Financial Services, Inc. and J.P. Morgan Institutional Investments Inc.. Rebecca holds a Series 6, Series 63 and SIE license. Rebecca is registered to conduct securities business in 52 states. Rebecca is currently working at Empower Financial Services, Inc.

Firm Information

Rebecca McLain is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rebecca McLain’s Registration & Firm History

CO

06/26/2014 - Present

Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)

CO

12/13/2012 - 03/25/2014

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (ENGLEWOOD CO)

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Licenses & Designations

BC

Issued 09/05/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Rebecca Kay McLain. Review regulatory record here.
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