Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Emanuel is a financial advisor registered with Wells Fargo Clearing Services, LLC. Rebecca has been in the industry since 2002. Rebecca also previously held a position with Wells Fargo Investments, LLC. Rebecca is licensed to provide investment advisory services in California. Rebecca has Series 7, 63 and 66 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (CARMEL CA)
CA
04/16/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (GILROY CA)
CA
05/02/2009 - 04/21/2010
CHASE INVESTMENT SERVICES CORP. (MONTEREY CA)
CA
11/02/2007 - 05/02/2009
WAMU INVESTMENTS, INC. (PACIFIC GROVE CA)
CA
11/12/1999 - 09/10/2004
WM FINANCIAL SERVICES, INC. (IRVINE CA)
CO
05/08/1997 - 03/26/1998
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
BOTH
Issued 06/27/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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