Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Jean Klody is a financial advisor with over 20 years of experience in the industry. Rebecca has a background in financial services, working with firms like Goldman Sachs and AMG Distributors before joining Raymond James Financial Services Advisors, Inc. in 2024. Rebecca holds the Series 3, 7, and 63 licenses, as well as the SIE designation. Rebecca is a Chartered Financial Analyst. Rebecca Klody provides a variety of services to her clients, including financial planning, portfolio management, and investment advisory services. Rebecca is registered to provide services in several states including Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Illinois, Indiana, Kentucky, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, Pennsylvania, South Carolina, Tennessee, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
10/17/2024 - Present
Raymond James Financial Services Advisors, Inc. (Oak Brook IL)
CT
04/15/2014 - 12/31/2019
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NE
01/01/2011 - 04/01/2014
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
03/20/2001 - 12/31/2008
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2004
Series 3 - National Commodity Futures Examination
BC
Issued 03/19/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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