Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Bates is a financial professional who has been in the industry since 1992. Rebecca is currently registered with Allstate Financial Services, LLC, and has previously been registered with a number of other firms. Rebecca holds the Series 6, 7, 24, 51, and 63 securities licenses. Rebecca is licensed in California and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NE
03/17/2014 - Present
Allstate Financial Services, LLC (Lincoln NE)
IL
06/08/2009 - 12/31/2013
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
02/16/2000 - 03/25/2009
ALLSTATE DISTRIBUTORS, L.L.C. (NORTHBROOK IL)
IL
09/08/1999 - 02/14/2000
ALLSTATE LIFE FINANCIAL SERVICES, INC. (NORTHBROOK IL)
CA
07/11/1997 - 08/25/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
07/15/1996 - 06/23/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
11/16/1994 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
CA
03/28/1995 - 11/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CA
01/05/1994 - 12/15/1994
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
VA
06/19/1992 - 12/22/1993
GNA SECURITIES, INC. (GLEN ALLEN VA)
BC
Issued 06/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2014
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 03/09/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1993
Series 7 - General Securities Representative Examination
BC
Issued 06/17/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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