Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Jane Schweller is a financial advisor with Morgan Stanley. Rebecca is a registered representative with over 25 years of experience in the financial industry. Rebecca is registered to provide investment advisory services in 53 states and 2 districts. Rebecca also has a Series 3, 7, 9, 10, 31 and 66 licenses and has passed the SIE exam. Rebecca has previously worked at UBS Financial Services Inc., Legg Mason Wood Walker, Incorporated and McDonald Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
OH
04/02/2020 - Present
Morgan Stanley (Centerville OH)
OH
06/17/2005 - 03/12/2010
UBS FINANCIAL SERVICES INC. (CENTERVILLE OH)
MD
07/18/2001 - 06/17/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
OH
08/22/1995 - 05/31/2001
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
NJ
05/02/1995 - 09/27/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 02/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/21/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2011
Series 3 - National Commodity Futures Examination
BC
Issued 05/08/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 05/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rebecca Schweller is the right advisor for you? Invested Better is here to help.
