Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Jane Norris is a financial advisor at Fidelity Brokerage Services LLC. Rebecca has been in the financial industry for over 3 years. Rebecca is registered with FINRA, as well as registered in Colorado, Massachusetts, Texas, and Utah. Rebecca has passed the Series 7, Series 63, Series 9, and Series 10 exams. Rebecca has experience in a variety of financial services, including securities and investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
06/18/2020 - Present
Fidelity Brokerage Services LLC (GREENWOOD VILLAGE CO)
BC
Issued 06/29/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/29/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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