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Rebecca J Williams

Nylife Securities LLC

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About Rebecca J Williams

Rebecca Williams is a financial professional with over 13 years of experience in the financial services industry. Rebecca is currently registered with Nylife Securities LLC and holds Series 7 and Series 66 licenses. Previously, Rebecca has worked with Northwestern Mutual Investment Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Rebecca is registered in Colorado, Kansas, North Carolina and Wisconsin.

Firm Information

Rebecca Williams is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rebecca Williams’s Registration & Firm History

WI

11/04/2011 - Present

Nylife Securities LLC (MILWAUKEE WI)

WI

03/23/2009 - 04/22/2010

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW BERLIN WI)

WI

10/17/2008 - 02/13/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAUKESHA WI)

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Licenses & Designations

BOTH

Issued 11/08/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/16/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rebecca J Williams.
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