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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Baggett is a financial advisor working with Merrill Lynch, Pierce, Fenner & Smith Inc. in Austin, TX. Rebecca has been in the financial services industry since 1999 and is licensed to provide advisory services in several states. Rebecca is well-versed in providing a variety of financial services including portfolio management for individuals and businesses, pension consulting, and educational seminars. Rebecca has experience working with a variety of client types, including high-net-worth individuals, corporations, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/13/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (AUSTIN TX)
TX
10/12/2006 - 11/11/2008
NFP SECURITIES, INC. (AUSTIN TX)
TX
08/27/2004 - 10/10/2006
VALIC FINANCIAL ADVISORS, INC. (AUSTIN TX)
TX
07/10/2001 - 08/25/2004
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
07/10/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
TX
10/28/1999 - 07/11/2001
A I M DISTRIBUTORS, INC. (HOUSTON TX)
IA
Issued 06/28/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/17/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2007
Series 7 - General Securities Representative Examination
BC
Issued 10/27/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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