Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Hill is a financial professional with over two decades of experience in the financial industry. Rebecca has worked with Wells Fargo Securities, LLC, both as a registered representative and as an investment advisor representative. Previously, Rebecca was a registered representative at Wells Fargo Advisors, LLC. Rebecca holds several licenses, including the Series 7, Series 9, Series 10, Series 23, Series 31, Series 63, Series 65 and Series 79.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
04/19/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NC
04/15/2011 - 05/10/2018
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
NC
10/01/2000 - 04/20/2011
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
11/20/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 08/26/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2014
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 07/19/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/10/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/20/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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