Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Douglass has over 35 years of experience in the financial services industry. Rebecca currently works for Capital Management Of The Carolinas, LLC. Rebecca is registered with FINRA and is licensed in North Carolina. Rebecca holds Series 6, 26, 63, 99TO, and SIE licenses. Rebecca has previously worked for Sterling Capital Distributors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
05/11/2001 - Present
Capital Management OF THE Carolinas, LLC (CHARLOTTE NC)
NC
06/08/1987 - 11/15/2000
STERLING CAPITAL DISTRIBUTORS, INC. (CHARLOTTE NC)
BC
Issued 02/10/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/05/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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