Unclaimed
Rebecca Baum is a financial professional registered with Vanguard Marketing Corp. Rebecca Baum is registered in 53 states and the District of Columbia. Rebecca Baum is a licensed securities professional with the Series 7TO, Series 63 and SIE licenses. Rebecca Baum has been a financial professional since 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
04/08/2024 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 04/23/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 06/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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