Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Elizabeth Reynaud is an investment advisor representative who has been in the financial services industry since 1995. She is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2016. Prior to that, Rebecca was registered with First Clearing, LLC, Wexford Clearing Services, LLC, and Principal Financial Securities, Inc. Rebecca holds a number of licenses and certifications, including the Series 66, Series 63, Series 10, Series 9, Series 8, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/20/2016 - Present
Wells Fargo Clearing Services, LLC (GLEN ALLEN VA)
MO
11/11/2014 - 04/06/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
MO
04/29/2005 - 12/16/2013
FIRST CLEARING, LLC (ST. LOUIS MO)
NY
06/24/1998 - 12/31/2004
WEXFORD CLEARING SERVICES, LLC (NEW YORK NY)
TX
04/05/1995 - 04/16/1998
PRINCIPAL FINANCIAL SECURITIES,INC. (DALLAS TX)
BOTH
Issued 08/17/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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