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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Elizabeth Comstock is a financial advisor with Raymond James Financial Services Advisors, Inc. in Hot Springs, Arkansas. Rebecca has been in the financial industry since 1999 and holds a Series 7, Series 9, Series 10, Series 63, and Series 66 licenses. Rebecca has experience working with a variety of clients including individuals, businesses, corporations, pension and profit-sharing plans, and insurance companies. Rebecca is dedicated to providing her clients with personalized financial planning and investment management services. Rebecca previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated and BANC OF AMERICA INVESTMENT SERVICES, INC. Rebecca is a partner in Bullish Bear LLC, a real estate business, and is the owner of CPWM LLC, a support company. Rebecca is registered as an investment advisor representative in Arkansas and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AR
02/05/2020 - Present
Raymond James Financial Services Advisors, Inc. (Hot Springs AR)
AR
10/23/2009 - 02/07/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOT SPRINGS AR)
AR
06/18/1999 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOT SPRINGS AR)
BOTH
Issued 03/09/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/18/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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