Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Elisabeth Brown is a financial advisor with Stonehaven, LLC based in New York, NY. Rebecca has been in the financial services industry since October 18, 2002, and has a wide range of experience working with a variety of clients. Rebecca is registered to provide securities advice in Delaware and New York. Rebecca is a licensed securities professional with Series 7 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/28/2024 - Present
Stonehaven, LLC (NEW YORK NY)
NY
10/05/2021 - 09/07/2022
COMMONWEALTH FINANCIAL NETWORK (RHINEBECK NY)
CT
07/01/2010 - 07/14/2021
ALPS DISTRIBUTORS, INC. (GREENWICH CT)
NY
01/04/2006 - 06/30/2010
PFPC DISTRIBUTORS, INC. (NEW YORK NY)
ME
06/06/2005 - 01/03/2006
PROFESSIONAL FUNDS DISTRIBUTOR, LLC (PORTLAND ME)
NY
09/21/2004 - 04/27/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/14/2003 - 10/04/2004
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
MD
12/10/2001 - 10/22/2003
H. BECK, INC. (ROCKVILLE MD)
MA
06/08/2000 - 12/10/2001
MAIN STREET MANAGEMENT COMPANY (BOSTON MA)
BC
Issued 06/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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