Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Elfreda Powell is a financial advisor with over 23 years of experience in the financial services industry. Rebecca has held positions with several firms, including Morgan Stanley, Wells Fargo Advisors, LLC, and Chase Investment Services Corp. Rebecca currently works with Wells Fargo Clearing Services, LLC. Rebecca is a Certified Financial Planner® and holds a Series 7, 6, 26, 63 and 65 license. Rebecca's specializations include: Asset Allocation, Retirement Planning, Investment Management, Mutual Funds, and Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
03/13/2023 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
06/25/2010 - 11/19/2019
MORGAN STANLEY (FLORHAM PARK NJ)
NJ
09/21/2007 - 06/25/2010
WELLS FARGO ADVISORS, LLC (FLORHAM PARK NJ)
NJ
10/04/2006 - 10/11/2007
CHASE INVESTMENT SERVICES CORP. (EAST HANOVER NJ)
NJ
04/16/2001 - 10/04/2006
BNY INVESTMENT CENTER INC. (MOUNT FREEDOM NJ)
NC
11/09/1995 - 11/09/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
IA
Issued 04/20/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/08/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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