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Rebecca Diane Soltys

Charles Schwab & CO., Inc.

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About Rebecca Diane Soltys

Rebecca Diane Soltys is a financial advisor with over 10 years of experience in the industry. Rebecca has worked with Charles Schwab & CO., Inc. since 2020. Previously, Rebecca held positions with CUSO FINANCIAL SERVICES, L.P., CETERA INVESTMENT SERVICES LLC, J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Rebecca is licensed to provide securities advice in the state of Texas. Rebecca offers financial planning services, portfolio management, and referral services.

Firm Information

Rebecca Soltys is currently registered with Charles Schwab & CO., Inc.. Charles Schwab & CO., Inc. is a Corporation formed in April 1971, headquartered in San Francisco, California. The firm offers a range of advisory services including financial planning, selection of other advisors, and wrap fee programs. They have a broad client base including individuals, corporations, and other institutions. The firm manages over $50 billion in assets and operates in all 50 states and territories.
Charles Schwab & CO., Inc.

211 MAIN STREET

SAN FRANCISCO, CA 94105

Not reported

Assets Under Management

919,128

Total Clients

10,627

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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wrap fee program sponsor and financial planning advisor referral program

Wrap fee program sponsor and financial planning advisor referral program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Asset based fees for wrap pgrms & subsc pricing for fin planning

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Rebecca Soltys’s Registration & Firm History

TX

02/13/2020 - Present

Charles Schwab & CO., Inc. (Austin TX)

TX

01/11/2016 - 12/31/2018

CUSO FINANCIAL SERVICES, L.P. (Austin TX)

TX

06/25/2015 - 12/22/2015

CUSO FINANCIAL SERVICES, L.P. (ROUND ROCK TX)

IN

03/08/2013 - 08/29/2014

CETERA INVESTMENT SERVICES LLC (VALPARAISO IN)

IN

10/01/2012 - 02/12/2013

J.P. MORGAN SECURITIES LLC (VALPARAISO IN)

IN

02/13/2012 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (VALPARAISO IN)

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Licenses & Designations

BC

Issued 02/24/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/18/2016

Series 7 - General Securities Representative Examination

BC

Issued 02/10/2012

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rebecca Diane Soltys.
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