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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Dawson is an investment advisor representative with Emerson Equity LLC, a registered investment advisor headquartered in San Mateo, California. Rebecca has over 30 years of experience in the financial services industry. She specializes in portfolio management for individuals and businesses. Rebecca also provides financial planning and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
05/28/2019 - Present
Emerson Equity LLC (SAN MATEO CA)
CA
12/18/2018 - 05/30/2019
WOODBURY FINANCIAL SERVICES, INC. (REDONDO BEACH CA)
CA
03/27/2013 - 03/14/2019
SILBER BENNETT FINANCIAL, INC. (ENCINO CA)
NV
04/26/2010 - 04/19/2013
GREAT CIRCLE FINANCIAL (RENO NV)
CA
08/31/2007 - 04/27/2010
EMPIRE SECURITIES CORPORATION (EL SEGUNDO CA)
CA
04/25/2003 - 08/30/2007
FIRST WALL STREET CORP. (THOUSAND OAKS CA)
IL
01/13/2000 - 04/30/2003
HORWITZ & ASSOCIATES, INC. (HIGHLAND PARK IL)
FL
01/16/1998 - 08/19/1999
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
CT
06/05/1995 - 12/16/1997
AUERBACH, POLLAK & RICHARDSON INC. (STAMFORD CT)
NY
05/05/1994 - 05/04/1995
DRAKE CAPITAL SECURITIES, INC. (NEW YORK NY)
NA
07/20/1993 - 07/12/1994
ALEX. BROWN & SONS INCORPORATED
NA
08/28/1992 - 06/25/1993
LIBERTY CAPITAL MARKETS, INC.
NJ
06/07/1991 - 05/26/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
05/04/1988 - 02/12/1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
12/11/1985 - 05/13/1988
PAINEWEBBER INCORPORATED
NA
11/04/1983 - 12/09/1985
WINTHROP SECURITIES CO., INC.
BC
Issued 11/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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