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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Rupe is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Leawood, Kansas. Rebecca has been in the financial services industry since 2006. Rebecca has a Series 6, 7, 65, and 66 licenses and holds a SIE certification. Rebecca is registered with the following securities regulators: FINRA, KS and TX. Rebecca specializes in providing financial advice to individuals, corporations, investment companies, charitable organizations, and pension and profit-sharing plans. Rebecca has extensive experience in portfolio management, financial planning, and pension consulting. Rebecca's firm is Merrill Lynch, Pierce, Fenner & Smith Inc., and it has a long history of providing financial services to clients worldwide. Rebecca’s expertise, combined with the firm’s resources, provides clients with a comprehensive range of financial solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
09/01/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LEAWOOD KS)
NE
07/10/2012 - 09/07/2016
LPL FINANCIAL LLC (OMAHA NE)
FL
11/17/2008 - 06/04/2012
SUNTRUST INVESTMENT SERVICES, INC. (CORAL GABLES FL)
KS
05/15/2006 - 11/10/2008
WADDELL & REED, INC. (OVERLAND PARK KS)
BOTH
Issued 06/03/2009
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/18/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2009
Series 7 - General Securities Representative Examination
BC
Issued 05/12/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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