Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Claudette Smith is a financial advisor registered with Capfinancial Securities, LLC in Raleigh, North Carolina. Rebecca has been in the industry since March 2, 2022. Rebecca has passed the Series 63, Series 7, and SIE exams. Rebecca is registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
12/20/2022 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
10/02/2020 - 07/20/2021
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
BC
Issued 10/09/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2020
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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