Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Briggs is a financial advisor who has been in the industry since 2006. Currently registered with Stonex Securities Inc. in San Clemente, CA, Rebecca has also held previous positions with CETERA ADVISOR NETWORKS LLC and GIRARD SECURITIES, INC. She is licensed to sell securities in California and holds the Series 6, 7, and 63 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
04/01/2019 - Present
Stonex Securities Inc. (SAN CLEMENTE CA)
CA
11/01/2017 - 04/04/2019
CETERA ADVISOR NETWORKS LLC (SAN CLEMENTE CA)
CA
08/15/2007 - 11/01/2017
GIRARD SECURITIES, INC. (MISSION VIEJO CA)
CA
11/14/2005 - 09/19/2006
GIRARD SECURITIES, INC. (THOUSAND OAKS CA)
BC
Issued 02/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2009
Series 7 - General Securities Representative Examination
BC
Issued 11/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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