Unclaimed
Rebecca Herter is a registered representative with Harris Williams. Rebecca has been in the securities industry since July 15, 2018 and has a Series 63, Series 79 and SIE license. Rebecca holds registrations in Massachusetts and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/16/2018 - Present
Harris Williams (BOSTON MA)
BC
Issued 08/07/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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