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Rebecca Austin Falco

THE Leaders Group, Inc.

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About Rebecca Austin Falco

Rebecca Falco is a financial advisor with The Leaders Group, Inc. Rebecca has been in the industry since 2005 and holds both a Series 7 and Series 66 license. Rebecca has prior experience with several firms, including The Investment Center, Inc., William Blair, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and RBC Dain Rauscher Inc. Rebecca is currently registered with FINRA.

Firm Information

Rebecca Falco is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rebecca Falco’s Registration & Firm History

CO

11/03/2022 - Present

THE Leaders Group, Inc. (LITTLETON CO)

IL

07/11/2019 - 04/30/2020

THE INVESTMENT CENTER, INC. (CHICAGO IL)

IL

10/20/2011 - 01/17/2018

WILLIAM BLAIR (CHICAGO IL)

IL

07/31/2009 - 06/15/2011

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

IL

11/29/2007 - 04/24/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKBROOK IL)

IL

04/11/2005 - 05/10/2007

RBC DAIN RAUSCHER INC. (CHICAGO IL)

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Licenses & Designations

BOTH

Issued 07/15/2005

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rebecca Austin Falco.
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