Unclaimed
Rebecca Falco is a financial advisor with The Leaders Group, Inc. Rebecca has been in the industry since 2005 and holds both a Series 7 and Series 66 license. Rebecca has prior experience with several firms, including The Investment Center, Inc., William Blair, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and RBC Dain Rauscher Inc. Rebecca is currently registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
11/03/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
IL
07/11/2019 - 04/30/2020
THE INVESTMENT CENTER, INC. (CHICAGO IL)
IL
10/20/2011 - 01/17/2018
WILLIAM BLAIR (CHICAGO IL)
IL
07/31/2009 - 06/15/2011
CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)
IL
11/29/2007 - 04/24/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKBROOK IL)
IL
04/11/2005 - 05/10/2007
RBC DAIN RAUSCHER INC. (CHICAGO IL)
BOTH
Issued 07/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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