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Rebecca Anne Lohse

Neuberger Berman BD LLC

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About Rebecca Anne Lohse

Rebecca Anne Lohse is a registered representative and investment advisor representative with Neuberger Berman BD LLC. She is licensed in Georgia and New York. Rebecca has over 10 years of experience in the financial services industry and has worked at both Lazard Asset Management Securities LLC and Neuberger Berman. Rebecca holds Series 7, 31, 65, and 66 securities licenses. She is also a graduate of the Securities Industry Essentials (SIE) exam.

Firm Information

Rebecca Lohse is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Rebecca Lohse’s Registration & Firm History

GA

03/25/2021 - Present

Neuberger Berman BD LLC (ATLANTA GA)

NY

07/10/2009 - 07/14/2016

LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/28/2016

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 11/05/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/28/2016

Series 31 - Futures Managed Funds Examination

BC

Issued 07/08/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Rebecca Anne Lohse.
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