Unclaimed
Rebecca Anne Lohse is a registered representative and investment advisor representative with Neuberger Berman BD LLC. She is licensed in Georgia and New York. Rebecca has over 10 years of experience in the financial services industry and has worked at both Lazard Asset Management Securities LLC and Neuberger Berman. Rebecca holds Series 7, 31, 65, and 66 securities licenses. She is also a graduate of the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
GA
03/25/2021 - Present
Neuberger Berman BD LLC (ATLANTA GA)
NY
07/10/2009 - 07/14/2016
LAZARD ASSET MANAGEMENT SECURITIES LLC (NEW YORK NY)
IA
Issued 09/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/05/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 07/08/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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