Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Ann Wells is a financial professional with over 10 years of experience in the industry. Rebecca is currently registered with Northwestern Mutual Investment Services, LLC, and is licensed to conduct business in Illinois and Missouri. Rebecca holds the Series 6, Series 63 and SIE licenses and has experience in investment research, referrals to other advisors, and providing investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MO
09/01/2009 - Present
Northwestern Mutual Investment Services, LLC (SAINT LOUIS MO)
BC
Issued 12/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/31/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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