Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Ann Record is a financial advisor at Fidelity Brokerage Services LLC. She has been in the financial industry since October 13, 2020 and is licensed to sell securities in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Rebecca passed the Series 7TO, Series 63, and SIE exams. Rebecca is currently licensed in Kentucky and registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/10/2023 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
KY
07/24/2020 - 04/18/2023
FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)
BC
Issued 07/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/16/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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New York Stock Exchange
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