Unclaimed
Rebecca Ann Leopold is a financial professional who has been in the industry since September 2011. Rebecca is currently registered with Fidelity Brokerage Services LLC. Rebecca Leopold holds the Series 63, Series 10, Series 9, SIE and Series 7 licenses. Rebecca is located in Covington, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
09/30/2011 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 10/14/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/18/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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