Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Lee is an investment advisor representative currently registered with Empower Financial Services, Inc. in St. Paul, Minnesota. Rebecca has been in the securities industry since July 19, 2000. Previously, Rebecca was registered with VOYA RETIREMENT ADVISORS, LLC, GWFS EQUITIES, INC., SII INVESTMENTS, INC., and SECURIAN FINANCIAL SERVICES, INC. Rebecca is licensed to sell securities in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MN
07/02/2015 - Present
Empower Financial Services, Inc. (St Paul MN)
MN
08/13/2009 - 07/01/2015
VOYA RETIREMENT ADVISORS, LLC (ST. PAUL MN)
MN
06/07/2004 - 07/06/2009
GWFS EQUITIES, INC. (ST. PAUL MN)
WI
10/14/2003 - 03/16/2004
SII INVESTMENTS, INC. (APPLETON WI)
MN
04/17/2001 - 09/29/2003
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
MN
09/17/1999 - 10/24/2000
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 05/26/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/20/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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