Unclaimed
Rebecca Fraley is a registered representative with Charles Schwab & Co., Inc., a leading financial services firm. Rebecca has been in the industry since 2019 and is licensed to sell securities in all 50 states. She holds the Series 7, Series 63 and SIE licenses. Rebecca's previous experience includes working at TD Ameritrade, Inc. from 2019 to 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
MO
10/12/2022 - Present
Charles Schwab & CO., Inc. (St Louis MO)
MO
01/09/2019 - 01/05/2023
TD AMERITRADE, INC. (ST. LOUIS MO)
BC
Issued 01/17/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/09/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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