Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rebecca? Claim Your ProfileRebecca Carcione is a financial advisor with Northwestern Mutual Investment Services, LLC. She is based in Canton, Ohio, and has been in the financial services industry since 2022. Rebecca has passed the Series 63 and 65 exams, as well as the SIE and Series 6TO exams. Rebecca's previous experience includes working for Fifth Third Securities, Inc., where she was registered as a broker-dealer. Rebecca has worked in a variety of roles in her career, including at Fifth Third Bank, Compounding Pharmacy of Green, Saint Michael School, Stark County Auditor, EK North Inc., and Northwestern Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
OH
08/14/2024 - Present
Northwestern Mutual Investment Services, LLC (CANTON OH)
OH
04/15/2022 - 03/11/2024
FIFTH THIRD SECURITIES, INC. (NORTH CANTON OH)
IA
Issued 10/10/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/15/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/10/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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