Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Read? Claim Your ProfileRead S Hubbard is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Read Hubbard has been in the industry since 2000 and is registered in 29 states for both securities and investment advisory services. Read Hubbard has passed the Series 7, Series 55, SIE and Series 66 exams. In addition to Read Hubbard's work with Merrill Lynch, Pierce, Fenner & Smith Inc., Read Hubbard is a Director of the Harlem Lacrosse, a Director of the Open Door Shelter, a Board Member of the Norwalk Community College Foundation and is an heir of author Claudia Tate. Read Hubbard is also active with Haymarket Books.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
12/11/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREENWICH CT)
NY
11/15/2000 - 05/24/2001
FIRST NEW YORK SECURITIES L.L.C. (NEW YORK NY)
BOTH
Issued 05/28/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/21/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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