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Read Middleton Goodwin

Morgan Stanley & Co. LLC

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About Read Middleton Goodwin

Read Goodwin is a financial advisor with over 15 years of experience in the financial industry. Read is currently registered with Morgan Stanley & Co. LLC and is licensed in all 50 states and the District of Columbia. Read previously worked at Morgan Stanley and Bank of America Securities LLC. Read's experience and expertise make Read a valuable resource for clients seeking financial advice and guidance.

Firm Information

Read Goodwin is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Read Goodwin’s Registration & Firm History

PA

07/24/2009 - Present

Morgan Stanley & Co. LLC (West Conshohocken PA)

PA

12/21/2015 - 12/26/2017

MORGAN STANLEY (WEST CONSHOHOCKEN PA)

CA

01/12/2009 - 07/15/2009

BANC OF AMERICA SECURITIES LLC (SAN FRANCISCO CA)

CA

11/10/2004 - 01/15/2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 10/08/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Read Middleton Goodwin.
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