Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rea? Claim Your ProfileRea Mayer is an investment advisor representative with over 13 years of experience in the financial services industry. Rea is currently registered with J.P. Morgan Securities LLC and has a Series 3, 7, 9, 10 and 66 license. Rea has worked at RBC Capital Markets, LLC and UBS Financial Services Inc. in the past. Rea's expertise is in providing financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
AZ
04/09/2020 - Present
J.p. Morgan Securities LLC (CHANDLER AZ)
AZ
08/05/2013 - 02/13/2020
RBC CAPITAL MARKETS, LLC (PHOENIX AZ)
CA
07/11/2008 - 08/07/2013
UBS FINANCIAL SERVICES INC. (PASADENA CA)
CA
10/04/2007 - 07/24/2008
CITIGROUP GLOBAL MARKETS INC. (PASADENA CA)
CA
03/05/2007 - 09/27/2007
AMERIPRISE FINANCIAL SERVICES, INC. (LOS ANGELES CA)
BOTH
Issued 03/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/06/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/09/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2010
Series 3 - National Commodity Futures Examination
BC
Issued 03/03/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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