Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rayshan? Claim Your ProfileRayshan Hartsfield is a financial advisor with Innovation Partners LLC. Rayshan has been in the financial services industry since April 2006. Rayshan is licensed in North Carolina and has over 17 years of experience in the field. Rayshan previously worked for LPL Financial LLC, MSI Financial Services, Inc., New England Securities, TIAA-CREF Individual & Institutional Services, LLC, LPL Financial Corporation, E*TRADE Securities LLC and Vanguard Marketing Corporation. Rayshan specializes in working with individuals and businesses, providing financial planning, portfolio management, and consulting services to qualified retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting services to qualified retirement plans
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Recurring fee
1
2
NC
04/30/2024 - Present
Innovation Partners LLC (Charlotte NC)
SC
01/30/2017 - 01/04/2023
LPL FINANCIAL LLC (FORT MILL SC)
NC
04/22/2014 - 01/06/2017
MSI FINANCIAL SERVICES, INC. (CHARLOTTE NC)
NC
04/22/2014 - 01/02/2015
NEW ENGLAND SECURITIES (CHARLOTTE NC)
NC
03/12/2010 - 01/09/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
08/23/2007 - 06/09/2009
LPL FINANCIAL CORPORATION (CHARLOTTE NC)
NC
02/27/2007 - 06/13/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
08/13/2003 - 02/07/2007
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BOTH
Issued 02/08/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/19/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2024
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 07/16/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/12/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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