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Rayomand Batiwala

Scotia Capital (usa) Inc.

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About Rayomand Batiwala

Rayomand Batiwala is a financial professional with over 18 years of experience in the industry. Rayomand has worked for a variety of financial institutions, including Deutsche Bank Securities Inc., BNP Paribas Securities Corp., Credit Suisse Securities (USA) LLC, and Mizuho Securities USA LLC. Rayomand is currently registered with Scotia Capital (usa) Inc., and is licensed to sell securities in all 50 states and the District of Columbia. Rayomand holds Series 7, Series 63, and Series 79TO licenses.

Firm Information

Rayomand Batiwala is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rayomand Batiwala’s Registration & Firm History

NY

07/16/2024 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

06/15/2016 - 07/11/2024

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

07/18/2011 - 06/21/2016

CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)

NY

05/12/2006 - 07/21/2011

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

02/28/2005 - 04/04/2006

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/04/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/25/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rayomand Batiwala.
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