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Raymundo Gutierrez Valencia

Pruco Securities, LLC

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About Raymundo Gutierrez Valencia

Raymundo Valencia is a financial advisor with over 12 years of experience. Raymundo is currently registered with Pruco Securities, LLC and has previously worked with Kovack Securities Inc., FSC Securities Corporation, Securities Service Network, Inc., National Planning Corporation, and Edward Jones. Raymundo holds Series 7 and 66 securities licenses and the SIE exam. Raymundo is licensed in California, Arizona, New Jersey, Tennessee, and Washington. Raymundo specializes in providing financial advice to individuals, high-net-worth individuals, and businesses.

Firm Information

Raymundo Valencia is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Raymundo Valencia’s Registration & Firm History

CA

12/15/2022 - Present

Pruco Securities, LLC (IRVINE CA)

CA

01/17/2018 - 12/16/2022

KOVACK SECURITIES INC. (Newport Beach CA)

CA

07/07/2015 - 01/19/2018

FSC SECURITIES CORPORATION (COSTA MESA CA)

CA

10/12/2011 - 04/29/2015

SECURITIES SERVICE NETWORK, INC. (LAGUNA BEACH CA)

CA

01/27/2011 - 06/30/2011

NATIONAL PLANNING CORPORATION (IRVINE CA)

CA

02/04/2009 - 08/19/2009

EDWARD JONES (ANAHEIM CA)

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Licenses & Designations

BOTH

Issued 02/14/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymundo Gutierrez Valencia.
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