Unclaimed
Raymond Kanemitsu is a financial advisor with Charles Schwab & Co., Inc. based in San Francisco, CA. Raymond Kanemitsu has been in the financial industry for over 20 years. Raymond Kanemitsu's current firm is Charles Schwab & Co., Inc., where Raymond Kanemitsu has been registered since 2011. Raymond Kanemitsu is registered as an investment advisor representative in California and has a variety of professional qualifications, including passing the Series 7, Series 9, Series 10, Series 23, Series 24, Series 57, and SIE exams. Raymond Kanemitsu's experience includes working in the financial services industry, including time spent as a registered representative with Charles Schwab & Co., Inc. and as a principal for the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
05/27/2011 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
CA
03/21/2001 - 12/23/2010
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
BC
Issued 06/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/01/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/01/2024
Series 23 - General Securities Principal Sales Supervisor
BC
Issued 12/08/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/06/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2016
Series 57 - Securities Trader Exam
BC
Issued 03/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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