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Raymond William Seward

Transamerica Financial Advisors, Inc.

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About Raymond William Seward

Raymond Seward is an investment advisor representative with Transamerica Financial Advisors, Inc. Raymond Seward is registered with the state of Arizona as an investment advisor representative and a broker. Raymond Seward has been in the securities industry since July 7, 2009. Raymond Seward has passed the Uniform Investment Adviser Law Examination (Series 65), Uniform Securities Agent State Law Examination (Series 63), Investment Company Products/Variable Contracts Representative Examination (Series 6TO), and Securities Industry Essentials Examination (SIE). Raymond Seward is associated with Transamerica Financial Advisors, Inc. which has offices in Tucson, Arizona. Raymond Seward specializes in providing financial planning and portfolio management services for individuals. Raymond Seward also provides selection of other advisers.

Firm Information

Raymond Seward is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Seward’s Registration & Firm History

AZ

01/06/2012 - Present

Transamerica Financial Advisors, Inc. (Tucson AZ)

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Licenses & Designations

BC

Issued 09/21/2022

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 10/10/2007

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/24/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond William Seward.
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