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Raymond Wilhelm Johns

THE Norden Group LLC

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About Raymond Wilhelm Johns

Raymond Wilhelm Johns is an Investment Advisor Representative with The Norden Group LLC. Raymond has been in the financial services industry since 2009 and has a strong background in financial planning, portfolio management, and investment advisory services. Raymond holds the Series 6, 63, and 65 licenses and has previously worked with firms such as OneAmerica Securities, Inc., Allegis Investment Services, LLC, and DFPG Investments, LLC.

Firm Information

Raymond Johns is currently registered with THE Norden Group LLC. THE Norden Group LLC is an investment advisor registered with the SEC. The firm provides advisory services to individuals, corporations, and other entities, including portfolio management, financial planning, and educational seminars. Based in Provo, Utah, the firm has approximately $1.74 billion in assets under management.
THE Norden Group LLC

5255 N EDGEWOOD DRIVE

PROVO, UT 84604

$1.74B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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general consulting services

General consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Raymond Johns’s Registration & Firm History

UT

03/15/2023 - Present

THE Norden Group LLC (PROVO UT)

UT

04/01/2019 - 12/31/2022

DFPG INVESTMENTS, LLC (Provo UT)

UT

11/19/2018 - 03/28/2019

ALLEGIS INVESTMENT SERVICES, LLC (Provo UT)

UT

07/29/2015 - 12/31/2017

ALLEGIS INVESTMENT SERVICES, LLC (provo UT)

UT

05/28/2010 - 08/10/2015

ONEAMERICA SECURITIES, INC. (OREM UT)

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Licenses & Designations

BC

Issued 06/04/2010

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 12/01/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/31/2017

SIE - Securities Industry Essentials Examination

BC

Issued 05/27/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Raymond Wilhelm Johns.
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