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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Ruan is an investment advisor representative with Fidelity Personal and Workplace Advisors. Raymond Ruan is licensed to provide investment advice and securities transactions in multiple states and has been in the financial industry since June 2006. Raymond Ruan has a strong background in securities and investments with experience in various financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Integral Financial LLC, and Citigroup Global Markets Inc. Raymond Ruan has expertise in a broad range of investment products and services, offering financial planning, portfolio management, and educational seminars to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (FREMONT CA)
CA
03/30/2010 - 12/11/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CUPERTINO CA)
CA
12/09/2009 - 03/26/2010
INTEGRAL FINANCIAL LLC (CUPERTINO CA)
CA
05/29/2007 - 12/01/2009
CITIGROUP GLOBAL MARKETS INC. (MILPITAS CA)
CA
05/01/2006 - 05/29/2007
CITICORP INVESTMENT SERVICES (SAN LEANDRO CA)
IA
Issued 03/20/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/05/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/2009
Series 7 - General Securities Representative Examination
BC
Issued 04/28/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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