Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Borota is a financial professional with over 30 years of experience in the industry. Raymond currently works at Aegis Capital Corp. in Dallas, Texas. Raymond's areas of expertise include Securities, Mutual Funds, Variable Annuities, and Investment Advisory Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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TX
03/15/2013 - Present
Aegis Capital Corp. (DALLAS TX)
TX
08/17/2009 - 03/14/2013
STERNE AGEE FINANCIAL SERVICES, INC. (DALLAS TX)
TX
02/17/2006 - 08/17/2009
EMMETT A LARKIN COMPANY, INC. (DALLAS TX)
NJ
05/13/1999 - 02/17/2006
SALOMON GREY FINANCIAL CORPORATION (JERSEY CITY NJ)
CA
11/08/1995 - 04/29/1999
PACIFIC CORTEZ SECURITIES INCORPORATED (SAN DIEGO CA)
NY
11/07/1994 - 10/23/1995
VTR CAPITAL, INC. (NEW YORK NY)
NJ
10/11/1994 - 11/16/1994
INVESTORS ASSOCIATES, INC. (HACKENSACK NJ)
NA
07/16/1991 - 09/21/1994
J. GREGORY & COMPANY, INC.
FL
07/01/1991 - 12/17/1991
BARRON CHASE SECURITIES, INC. (BOCA RATON FL)
CO
09/24/1991 - 10/01/1991
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 07/29/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/1994
Series 7 - General Securities Representative Examination
BC
Issued 06/27/1991
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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