Unclaimed
Raymond Kong is a financial professional with over 4 years of experience in the industry. Raymond has a Series 7, Series 63, Series 22, and Series 39 license. Currently Raymond is registered with Commerce Street Capital, LLC. Previously Raymond was affiliated with TEXAS E&P PARTNERS, INC. Raymond is licensed to conduct business in Arizona, California, Illinois, New Hampshire, New York, Ohio, Oklahoma, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
06/29/2021 - Present
Commerce Street Capital, LLC (DALLAS TX)
TX
02/24/2014 - 09/09/2016
TEXAS E&P PARTNERS, INC. (RICHARDSON TX)
BC
Issued 06/16/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2015
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 05/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 04/21/2021
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2014
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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