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Raymond Wai man Kong

Commerce Street Capital, LLC

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About Raymond Wai man Kong

Raymond Kong is a financial professional with over 4 years of experience in the industry. Raymond has a Series 7, Series 63, Series 22, and Series 39 license. Currently Raymond is registered with Commerce Street Capital, LLC. Previously Raymond was affiliated with TEXAS E&P PARTNERS, INC. Raymond is licensed to conduct business in Arizona, California, Illinois, New Hampshire, New York, Ohio, Oklahoma, and Texas.

Firm Information

Raymond Kong is currently registered with Commerce Street Capital, LLC. Commerce Street Capital, LLC is a Limited Liability Company formed in 2007 and approved in 52 states and the SEC. It is a registered investment advisor offering investment services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raymond Kong’s Registration & Firm History

TX

06/29/2021 - Present

Commerce Street Capital, LLC (DALLAS TX)

TX

02/24/2014 - 09/09/2016

TEXAS E&P PARTNERS, INC. (RICHARDSON TX)

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Licenses & Designations

BC

Issued 06/16/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/28/2015

Series 39 - Direct Participation Programs Principal Examination

BC

Issued 05/25/2021

Series 7TO - General Securities Representative Examination

BC

Issued 04/21/2021

SIE - Securities Industry Essentials Examination

BC

Issued 02/24/2014

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Raymond Wai man Kong. Review regulatory record here.
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