linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Raymond Wai Lee

Transamerica Financial Advisors, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Raymond? Claim Your Profile

About Raymond Wai Lee

Raymond Lee is a financial advisor registered with Transamerica Financial Advisors, Inc.. Raymond has been in the financial services industry since 2010. Raymond's professional experience includes working with World Financial Group and World System Builders (WSB). Raymond is a licensed insurance agent who provides insurance solutions, including Medicare Advantage and prescription drug plans. Raymond also holds Series 6, 63, and 65 licenses, as well as the Securities Industry Essentials Examination (SIE). Raymond specializes in working with individuals, high-net-worth individuals, corporations and other businesses, charitable organizations, pension and profit-sharing plans, and section 529 and UGMA/UTMA's.

Firm Information

Raymond Lee is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Raymond Lee’s Registration & Firm History

CA

09/15/2016 - Present

Transamerica Financial Advisors, Inc. (RANCHO CUCAMONGA CA)

CA

05/13/2010 - 01/06/2012

WORLD GROUP SECURITIES, INC. (RANCHO CUCAMONGA CA)

Not sure if Raymond Wai Lee is right for you?

Licenses & Designations

IA

Issued 08/04/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/27/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Raymond Wai Lee.
Not sure if Raymond Wai Lee is right for you?