Unclaimed
Raymond W Butti is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with PGIM Investments LLC in Guilford, CT. Raymond has held various positions at other firms throughout his career, including BLACKROCK INVESTMENTS, LLC, and STATE STREET RESEARCH INVESTMENT SERVICES, INC. He holds Series 6, 7, 63, and 65 securities licenses, as well as the SIE. Raymond provides financial planning and investment management services to clients, including sponsors of wrap account platforms, investment companies, and business development companies. His specialization is in investment companies and portfolio management for businesses and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
02/16/2018 - Present
Pgim Investments LLC (Guilford CT)
IL
10/16/2006 - 05/04/2017
BLACKROCK INVESTMENTS, LLC (CHICAGO IL)
MA
08/17/2000 - 10/18/2006
STATE STREET RESEARCH INVESTMENT SERVICES, INC. (BOSTON MA)
IA
Issued 07/17/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/2003
Series 7 - General Securities Representative Examination
BC
Issued 08/16/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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