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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Vuicich has been in the financial industry since 1998. Raymond Vuicich is currently registered as a Registered Representative with UBS Financial Services Inc. and is based in the Atlanta, GA office. Raymond Vuicich is also registered as an Investment Advisor Representative in GA and TX. Raymond Vuicich previously worked at DEUTSCHE BANK SECURITIES INC. and DB ALEX. BROWN LLC. Raymond Vuicich has passed the Series 63, 65, 7, and SIE exams. Raymond Vuicich specializes in providing financial advice to individuals, businesses, corporations, insurance companies, investment companies, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
07/16/2009 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
01/13/2001 - 06/17/2009
DEUTSCHE BANK SECURITIES INC. (ATLANTA GA)
MD
04/07/1998 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
IA
Issued 05/06/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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