Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond V Hayes is a financial advisor in Houston, TX. Raymond has been in the financial services industry since June 5, 1999 and has a long track record with firms such as Ameriprise Financial Services, Inc., Next Financial Group, Inc., and KESTRA Investment Services, LLC. Raymond currently works at Voya Financial Advisors, Inc. and is registered as a Broker-Dealer and Investment Advisor representative in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
08/12/2022 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
TX
11/11/2020 - 07/01/2022
KESTRA INVESTMENT SERVICES, LLC (AUSTIN TX)
TX
04/11/2019 - 11/09/2020
NEXT FINANCIAL GROUP, INC. (HOUSTON TX)
TX
07/18/2017 - 03/04/2019
AMERIPRISE FINANCIAL SERVICES, INC. (HOUSTON TX)
GA
02/19/2016 - 07/17/2017
FSC SECURITIES CORPORATION (ATLANTA GA)
CA
11/15/2010 - 10/03/2011
FORESTERS EQUITY SERVICES, INC. (SAN DIEGO CA)
GA
11/20/2006 - 12/16/2008
CITIGROUP GLOBAL MARKETS INC. (ATLANTA GA)
GA
06/26/2006 - 08/25/2006
STANFORD GROUP COMPANY (ATLANTA GA)
NJ
08/31/2004 - 06/26/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
10/21/2003 - 04/07/2004
AXA ADVISORS, LLC (NEW YORK NY)
NE
09/18/1996 - 08/22/2003
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
BC
Issued 06/14/2014
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/27/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/09/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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