Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Fontenote has been in the industry since 1994. Raymond is currently registered with BOK Financial Securities, Inc. and holds Series 7, Series 63, Series 24, and SIE licenses. Raymond is also registered as an Investment Advisor Representative (IAR) with the state of Texas. Raymond has previously been registered with a number of other firms including Lincoln Financial Advisors Corporation, Princor Financial Services Corporation, Capital Brokerage Corporation, Franklin/Templeton Distributors, Inc., ADP Broker-Dealer, Inc., First Southeastern Securities Group, Incorporated, and Paine Webber Incorporated. Raymond is also a specialist in the following: fixed income, mutual funds, stocks, options, annuities, and insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Furnishes advice about securities in any manner not described above.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
01/13/2022 - Present
BOK Financial Securities, Inc. (Houston TX)
IN
07/25/2013 - 02/16/2018
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
TX
04/16/2004 - 07/09/2013
PRINCOR FINANCIAL SERVICES CORPORATION (HOUSTON TX)
VA
03/13/2003 - 04/09/2004
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
CA
05/30/2000 - 02/10/2003
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NJ
08/14/1996 - 04/12/2000
ADP BROKER-DEALER, INC. (ROSELAND NJ)
FL
04/25/1996 - 07/24/1996
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED (TAMPA FL)
NA
06/06/1994 - 08/11/1995
PAINEWEBBER INCORPORATED
NJ
05/12/1993 - 08/11/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 04/11/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 02/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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