Unclaimed
Raymond Tromba is a financial advisor registered with PFS Investments Inc. Raymond has been working in the financial services industry since December 2019 and holds Series 63, 65, and SIE licenses. Raymond is registered with the states of Florida, New York, and Texas. Raymond has experience providing investment advisory services to individuals, corporations, and charitable organizations. Raymond Tromba is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
FL
11/09/2021 - Present
PFS Investments Inc. (TAMPA FL)
IA
Issued 10/23/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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