Unclaimed
Raymond Sung Jong Lee is a financial advisor associated with Northwestern Mutual Investment Services, LLC. Raymond has been in the financial services industry for over 13 years, initially working with Northwestern Mutual Life Insurance Company. Raymond is licensed to provide investment advice in Illinois. Raymond also holds registrations in 24 other states for broker-dealer activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
04/16/2014 - Present
Northwestern Mutual Investment Services, LLC (CHICAGO IL)
IA
Issued 4/10/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/18/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/27/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Raymond Lee is the right advisor for you? Invested Better is here to help.