Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Raymond? Claim Your ProfileRaymond Oconnor is a registered representative with Samuel A. Ramirez & Company, Inc. Raymond has been in the securities industry for over 18 years. Raymond holds a Series 7, Series 63, SIE and Series 79TO license. Raymond is registered with the state of New York. Raymond has previously worked at Blaylock & Partners, L.P. and McKim Capital, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/12/2006 - Present
Samuel A. Ramirez & Company, Inc. (NEW YORK NY)
NY
06/30/2003 - 03/01/2005
BLAYLOCK & PARTNERS, L.P. (NEW YORK NY)
NY
06/12/2003 - 09/15/2003
MCKIM CAPITAL, INC. (NEW YORK NY)
BC
Issued 10/24/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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